Investcorp Credit Management BDC, Inc.
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(Name of Issuer)
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Common Stock, $0.001 Par Value Per Share
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(Title of Class of Securities)
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12574Q103
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(CUSIP Number)
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Investcorp BDC Holdings Limited
Century Yard
Cricket Square, P.O. Box 1111
Grant Cayman KY1-1102, Cayman Islands BWI
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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December 2, 2019
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(Date of Event Which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
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Investcorp Credit Management US LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO |
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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-0-
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8
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SHARED VOTING POWER
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6,173,723 shares of Common Stock
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9
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SOLE DISPOSITIVE POWER
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-0-
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|||
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||||
10
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SHARED DISPOSITIVE POWER
|
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6,173,723 shares of Common Stock
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|||
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||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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6,173,723 shares of Common Stock
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|||
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||||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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45.3%
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||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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1
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NAMES OF REPORTING PERSONS
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Investcorp BDC Holdings Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐ | ||
(b)
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☐ | ||||
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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|||
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||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐ | ||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
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|
-0-
|
|
|
|||
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|
||||
8
|
SHARED VOTING POWER
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|
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||
6,173,723 shares of Common Stock
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|
|
|||
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|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
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||
-0-
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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|
☐
|
||
|
|
||||
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|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
45.3%
|
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|
|||
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|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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|
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||
CO
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|||
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1
|
NAMES OF REPORTING PERSONS
|
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SIPCO Holdings Limited
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
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|
||||
3
|
SEC USE ONLY
|
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|||
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||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
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|
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||
OO |
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|||
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|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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|
☐ | ||
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|
||||
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|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐ | ||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
45.3%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
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|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Investcorp S.A.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,173,723 shares of Common Stock
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
45.3%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
Item 3. |
Source and Amount of Funds or Other Consideration
|
Item 5. |
Interest in Securities of the Issuer
|
Item 7. |
Material to Be Filed as Exhibits
|
Trade Date
|
Entity
|
Purchase or
Sale
|
Quantity
|
Weighted Average
Price
|
Price Ranges
|
|||||||||
10/4/19
|
IBDC
|
Purchase
|
601
|
$
|
6.5349
|
$
|
6.49 – $6.60
|
|||||||
10/7/19
|
IBDC
|
Purchase
|
1,630
|
$
|
6.5270
|
$
|
6.50 – $6.53
|
|||||||
10/8/19
|
IBDC
|
Purchase
|
600
|
$
|
6.5133
|
$
|
6.48 – $6.525
|
|||||||
10/9/19
|
IBDC
|
Purchase
|
1,699
|
$
|
6.5162
|
$
|
6.49 – $6.52
|
|||||||
10/10/19
|
IBDC
|
Purchase
|
1,400
|
$
|
6.5682
|
$
|
6.50 – $6.58
|
|||||||
10/11/19
|
IBDC
|
Purchase
|
1,600
|
$
|
6.5297
|
$
|
6.50 – $6.55
|
|||||||
10/14/19
|
IBDC
|
Purchase
|
1,800
|
$
|
6.5078
|
$
|
6.45 – $6.54
|
|||||||
10/15/19
|
IBDC
|
Purchase
|
2,000
|
$
|
6.4929
|
$
|
6.41 – $6.60
|
|||||||
10/16/19
|
IBDC
|
Purchase
|
1,570
|
$
|
6.5343
|
$
|
6.49 – $6.56
|
|||||||
10/17/19
|
IBDC
|
Purchase
|
1,804
|
$
|
6.5580
|
$
|
6.52 – $6.60
|
|||||||
10/18/19
|
IBDC
|
Purchase
|
1,415
|
$
|
6.7029
|
$
|
6.68 – $6.73
|
|||||||
10/21/19
|
IBDC
|
Purchase
|
300
|
$
|
6.6517
|
$
|
6.65 – $6.655
|
|||||||
10/22/19
|
IBDC
|
Purchase
|
1,700
|
$
|
6.5232
|
$
|
6.415 – $6.55
|
|||||||
10/23/19
|
IBDC
|
Purchase
|
900
|
$
|
6.6889
|
$
|
6.60 – $6.70
|
|||||||
10/24/19
|
IBDC
|
Purchase
|
900
|
$
|
6.6833
|
$
|
6.65 – $6.69
|
|||||||
10/25/19
|
IBDC
|
Purchase
|
500
|
$
|
6.6620
|
$
|
6.63 – $6.68
|
|||||||
10/28/19
|
IBDC
|
Purchase
|
1,437
|
$
|
6.6323
|
$
|
6.53 – $6.67
|
|||||||
10/29/19
|
IBDC
|
Purchase
|
1,600
|
$
|
6.6750
|
$
|
6.665 – $6.71
|
|||||||
10/30/19
|
IBDC
|
Purchase
|
100
|
$
|
6.7000
|
$
|
6.70 – $6.70
|
|||||||
10/31/19
|
IBDC
|
Purchase
|
1,000
|
$
|
6.7170
|
$
|
6.64 – $6.77
|
|||||||
11/1/19
|
IBDC
|
Purchase
|
1,941
|
$
|
6.7086
|
$
|
6.67 – $6.72
|
|||||||
11/4/19
|
IBDC
|
Purchase
|
105
|
$
|
6.7105
|
$
|
6.71 – $6.72
|
|||||||
11/5/19
|
IBDC
|
Purchase
|
400
|
$
|
6.7400
|
$
|
6.74 – $6.74
|
|||||||
11/6/19
|
IBDC
|
Purchase
|
500
|
$
|
6.7400
|
$
|
6.74 – $6.74
|
|||||||
11/7/19
|
IBDC
|
Purchase
|
200
|
$
|
6.7100
|
$
|
6.71 – $6.71
|
|||||||
11/8/19
|
IBDC
|
Purchase
|
1,700
|
$
|
6.7271
|
$
|
6.70 – $6.75
|
|||||||
11/11/19
|
IBDC
|
Purchase
|
900
|
$
|
6.8039
|
$
|
6.69 – $6.84
|
|||||||
11/12/19
|
IBDC
|
Purchase
|
816
|
$
|
6.8061
|
$
|
6.785 – $6.83
|
|||||||
11/13/19
|
IBDC
|
Purchase
|
1,200
|
$
|
6.8925
|
$
|
6.80 – $7.00
|
|||||||
11/14/19
|
IBDC
|
Purchase
|
1,615
|
$
|
6.8942
|
$
|
6.87 – $6.94
|
|||||||
11/15/19
|
IBDC
|
Purchase
|
1,600
|
$
|
6.9119
|
$
|
6.87 – $6.92
|
|||||||
11/18/19
|
IBDC
|
Purchase
|
1,700
|
$
|
6.9000
|
$
|
6.90 – $6.90
|
|||||||
11/19/19
|
IBDC
|
Purchase
|
1,800
|
$
|
6.8969
|
$
|
6.825 – $6.91
|
|||||||
11/20/19
|
IBDC
|
Purchase
|
1,400
|
$
|
7.0186
|
$
|
7.00 – $7.04
|
|||||||
11/21/19
|
IBDC
|
Purchase
|
1,067
|
$
|
7.0709
|
$
|
7.04 – $7.13
|
|||||||
11/22/19
|
IBDC
|
Purchase
|
2,048
|
$
|
7.0575
|
$
|
7.01 – $7.08
|
|||||||
11/25/19
|
IBDC
|
Purchase
|
1,200
|
$
|
7.0054
|
$
|
6.96 – $7.035
|
|||||||
11/26/19
|
IBDC
|
Purchase
|
2,048
|
$
|
7.1294
|
$
|
7.05 – $7.27
|
|||||||
11/27/19
|
IBDC
|
Purchase
|
1,699
|
$
|
7.1974
|
$
|
7.12 – $7.26
|
|||||||
11/29/19
|
IBDC
|
Purchase
|
1,800
|
$
|
7.1497
|
$
|
7.06 – $7.195
|
|||||||
12/2/19
|
IBDC
|
Purchase
|
1,605
|
$
|
7.2070
|
$
|
7.15 – $7.24
|
|||||||
12/2/19
|
IBDC
|
Purchase
|
113,500
|
$
|
10.19
|
—
|
||||||||
12/3/19
|
IBDC
|
Purchase
|
1,901
|
$
|
7.1527
|
$
|
7.11 – $7.15
|
|||||||
12/4/19
|
IBDC
|
Purchase
|
1,900
|
$
|
7.1463
|
$
|
7.12 – $7.16
|
|||||||
12/5/19
|
IBDC
|
Purchase
|
1,598
|
$
|
7.2496
|
$
|
7.175 – $7.33
|
INVESTCORP BDC HOLDINGS LIMITED
|
INVESTCORP CREDIT MANAGEMENT US LLC
|
|||
By:
|
/s/ Patrick Maloney
|
By:
|
/s/ Patrick Maloney
|
|
Name: Patrick Maloney
|
Name: Patrick Maloney
|
|||
Title: Attorney-in-fact
|
Title: General Counsel
|
|||
SIPCO HOLDINGS LIMITED
|
INVESTCORP S.A.
|
|||
By:
|
/s/ Patrick Maloney
|
By:
|
/s/ Patrick Maloney
|
|
Name: Patrick Maloney
|
Name: Patrick Maloney
|
|||
Title: Attorney-in-fact
|
Title: Attorney-in-fact
|